Sunday, July 23, 2017

Response to ICAR Review

A.    Roles and levels of autonomy relevant to the work of ICAR

The ICAR Website (http://www.icar.org.in/en/aboutus.htm) states:

The Indian Council of Agricultural Research (ICAR) is an autonomous organisation “under the Department of Agricultural Research and Education (DARE), Ministry of Agriculture and Farmers Welfare, Government of India. Formerly known as Imperial Council of Agricultural Research, it was established on 16 July 1929 as a registered society under the Societies Registration Act, 1860 in pursuance of the report of the Royal Commission on Agriculture. 

In theory it is an autonomous body. In practice (and quasi legally), it is a Government Department. Several Committees have discussed this organisational position. This ambiguous position has been and is being used arbitrarily to thwart any public examination or inquiry of ICAR’s research functions, staffing policies and practices etc.,. including this one. At the moment the ICAR functions similar to the Board of Control for Cricket in India (BCCI) that the Supreme Court of India has had to scrutinize and intervene in its function and management because of serious legal and ethical improprieties.

The origins of ICAR, as the Imperial Council of Agricultural, has been a legacy that the ICAR, has not yet, after almost 87 years, got rid of. The primary function of ICAR, set in 1929 that of enhancing production of agricultural commodities has continued till date even though the National needs for research has changed totally to now enhancing productivity of all resources used in farming and agriculture and enabling equity in incomes and profit in the market chain of all agricultural commodities.

Considering the trends in agricultural research management and organisation globally, that of creating public-private-community partnerships in research, India now has to decide that fundamental and basic research in science needs to be done largely through general Universities and applied research through public-private-community partnerships. The role of the ICAR has therefore to shift from doing actual research to identifying the areas of research and innovation needed by the country in the short and medium term and create systems where public-private partnerships for research and innovations can thrive. ICAR can be modelled now not as a “Society” but as a new (corporate?) body which includes in its governing board representations of all public, private and community, stakeholders. This body should be open to public scrutiny regularly through well established mechanisms. The reformed Malaysian Agricultural Research and Development Institute (MARDI) can be a good example to start with restructuring the ICAR.

B.    Functional work efficiency of the Education, Research and Extension system working currently through ICAR network

It is quite obvious just looking at the number of Research Institutes, Centres, Projects, Universities that something is not right with the Agricultural Education, Research and Education System. The argument that India is a very large country and needs this vast array of Institutions is misleading, specious and untenable.  This large system is now disjointed and in many ways disoriented. The ICAR headquarters has failed totally to integrate functionally the entire Research, Education and Extension System resulting in significant wastage of financial and intellectual capacities.

Yes, India needs an extensive research and innovation system but it does not need a large research system with Institutes around commodities and disciplines.  It needs research and innovation organisations around Agri-food systems prevalent in the country. This can be organised regionally for example for North, East, West, Central and South India and one at the National level. These regional organisations would support and provide linkages with the Universities and the public-private-community (P-P-C) research and innovation entities within the States in each region. This would generate technologies and skills specifically needed locally in the region for agri-food systems and chains. The National entity would be responsible for integrating and sharing regional research experiences and products and the larger Nationwide issues such as in management of trans-boundary diseases and pests,  biodiversity,  food safety and assurance and participating in global agricultural commodities and technology trade.

The suggestion above of organising research regionally is not new and they have been recommended by previous review committees such as those under Dr. Mashelkar. What is new is to include into research systems P-P-C partnerships for research and innovation.

C.    Means for improvement of functional efficiencies of ICAR, SAU and KVKs D. The current levels Lab to Land connectivity and conversions and improvements there of

The ICAR, SAU and KVKs that make the entire agricultural research, extension and innovation system does not really have a vision based on what the country now needs from these systems. The current glossy vision documents produced by Institutes are basically written by one or two scientists with little connect to ground realities or even the needs of their commodities or disciplines.
Without a vision, the current “strategy” is being obfuscated and (purposely?) not made clear. It has been hijacked by various interests ranging from politicians, scientific leaders and scientists (who control the system) to meet their own interests, be they to make their own constituencies happy, gain more "powerful" positions or just escape responsibilities. This has resulted in proliferation of research institutes, Universities and with them senior "administrative" posts and consequent wastage and low morale in the system. Similarly, any change to the structure of these systems is resisted (most committees and reports other than those that benefit one or more interests are ignored for any action).
The systems have now lost real connect with those whom it was to serve. These include farmers, processors, market intermediaries, consumers, general public etc.,. Since they serve very little purpose, the general population, many who are not aware they exist and their supposed function, largely ignore these systems.
The reorientation of the system and making it useful will have to start with its vision around how it aims to contribute to the Indian society. This vision will necessarily deal with solving issues and "hotspots" in Agri-food systems around productivity and profit. This is the "environment" in which the system has to function. Productivity is not only of the farmland but of all resources used and its products (and services such as of recreation and environment) till consumed and of "waste" generated from the system. From this vision there will be a need for clear missions and reorganisation of the system with structures that deliver its missions. These structures will need to be "open" and transparent, as the present opaqueness in the system breeds many of its ills. The system also needs an assessment and evaluation that understand the scientific research and innovation processes and can evaluate impact that is both tangible and intangible.

D.    Levels of research needs of the Indian Agricultural systems being currently met through the ICAR network of education, research and extension and suggestions for improvements if needed any

As indicated above, current agricultural research is oriented towards increasing production and focussed around breeding new varieties of crops and animals with very little attention to productivity and profit.  Because of this, the country has now ended with farmers not able to earn their livelihoods because of very high production costs and consumers not having access to safe, nutritious and ethically produced food.

ICAR Institutes and State Agricultural Universities have very little capacities to generate and apply new technologies useful to Indian farmers, most who are smallholders, such as nanotechnologies, information and communications technologies, geospatial technologies, materials sciences and optics which now use light to enhance productivity.

There is very little systems research and research needed to improve value addition in market chains. Whatever little useful research done is not integrated into technologies useful to farmers, processors, market intermediaries and consumers.

The various new levels of research needed are 1. Integration 2. Systems Research and  3. Effective use of new technologies for smallholder producers.

F. New modes of financing ICAR system

This has already been discussed above. ICAR funding has to shift to be a true public-private-community partnership.

G. Potentials for Public Private partnerships in agricultural research

This has been discussed in brief above.

H. Enabling weak and marginal farmers through research as public and social good activity and resource mobilization mechanisms for such actions

This has been discussed in brief above

I.      Preparing Indian Agricultural sector toward next generation technologies in molecular breeding and modern technologies

This question around being enamoured around  “Molecular breeding” indicates towards a significant short sightedness of those who have designed this review.

Today, Indian agri-food systems need a lot more that just new varieties of crops. They need new technologies to improve productivity of all inputs, reduction in costs, improvement in quality and reduction in drudgery. India urgently needs affordable, accessible, safe, nutritious and ethical food.  Only molecular breeding will not solve issues in these objectives. As indicated above India has to apply all available technologies such as nanotechnologies, information and communications technologies, geospatial technologies, materials sciences and optics which now use light to enhance productivity appropriately to meet the above mentioned objectives.

J.      Addressing agriculture-water-energy interconnections and offering new research-led solutions

Water and Energy are two very critical inputs to agriculture and farming. Several new technologies such as those already mentioned can be applied in processes of farming, processing, transport, packaging, storage, marketing, consumption and waste management to address issues of water and energy use. However the present structure of ICAR and India agricultural research, extension, education and innovation systems is totally inappropriate to pursue such research and innovation.

K.    Role of ICAR in increasing the agricultural GDP of India

Agri-food business from farming to consumption can be estimated very conservatively to be contributing more than 30-35 per cent of India’s GDP and not the 12-14% as estimated from agriculture.

However, for India, using increase in GDP as an indicator/measure for impact of its Agri-food research is not only misleading but very short sighted. This issue does not need an answer as it is apparent that such a measure would be extremely harmful to Indian society which has vast numbers in deep poverty.

L.    Right sizing of R&D investments as a percentage agricultural GDP.

As indicated above, this is an absurd approach not warranted in India.

M.   Role of ICAR in the national mission of doubling the farmer’s income and rendering agriculture a remunerative socio economic activity and

Already indicated above. Doubling of farmers real incomes is possible as envisaged by 2022 if even existing technologies are appropriately used by Indian farmers. However the problems lie beyond doubling incomes. There is a plateauing of production and productivity now and new technologies are urgently needed for agricultural and Agri-food systems long term growth and sustainability. This needs to be seriously looked into considering very rapid urbanisation, need for new avenues of employment and in sustaining agriculture and rural livelihoods.

N.    Any other suggestion that is likely to enable Indian agricultural research system.




Friday, April 24, 2015

The NARS Dialogues:




Judith Francis raised a very important issue with a set of questions related to why a seemingly most appropriate construct in theory, the National Agricultural Research System, did not thrive and has become a failure in practice?

Her questions were:
  
Why solutions  which were proposed e.g. the formation of NARS to address problems of the time, have not worked or delivered the anticipated results?

Is it that they were prescribed from above, without the necessary / adequate consultation and involvement of actors or sufficient time to have any measurable impact?

The “NARS’ concept was meant to bring the various actors together to enhance knowledge and information sharing/flows, minimize duplication etc in the interest of agricultural and rural development. 
However, if the enhanced capacities and financial resources were not available  or provided /identified by the proponents of this joined up approach, then any perceived failure is not necessarily to be placed solely at the doors of the NARs?

For me is also another related issue to learn from for the future, why the larger agricultural research and development community still persists with this construct for Agricultural Research for Development (AR4D) or now Agricultural Research and Innovation for Development (ARID; sorry but no pun intended) for nearly 40 years when they did not persist with other concepts such as AKIS?

I draw attention to: 

ISNAR. 1987. Report of International Workshop on Agricultural Research Management. 7-11 September 1987, The Hague.  ISNAR 

which considered the issues as early as in 1987.

I will try and continue to add to this dialogue more so with your help and contributions. You may please contribute either as comment or as a blog/document sent to my e-mail address amaru_in(at)yahoo.com. I shall post it on this blog.

Ajit Maru

The NARS dialogues as on 30/4/2015

Ajit Maru’s  (ajm) Comment on APAARI’s vision conceppt note (Available with Ajit Maru):

Dr. Gunasena’s opinion that “NARS have become unimportant entities and research and innovation lies in low profile” resonates with me. The NARS is a construct of the 1980’s development paradigm and apparently now does not fit with current needs as also potentials for organizing agricultural research and innovation. There is no evidence that the NARS, as commonly defined and understood[1] exists after almost 30 years of the emergence of this concept. As documented, there several systems for organization of agricultural research at the national level. It may also be noted that APAARI’s current membership, after 25 years, is largely of research organizations, some Universities and International Research Organizations and not of any “NARS”. 

Farming in Asia will remain based largely smallholders for the foreseeable future. It is well recognized that this farming now needs new knowledge and technology urgently to meet emerging challenges. The new knowledge and technology needed for agriculture can originate from formal research conducted by research organizations (including universities) in the public and private sectors as also from mass innovation by the agricultural community which includes farmers, processors, agriculture related service providers, market intermediaries, consumers etc. The generation and dissemination of new knowledge and technology in most Asian countries still remains to be properly coordinated and made coherent among all actors in the agricultural community. Instead of aiming to develop a formal, “structured” system, Asia would very benefit from developing and strengthening agricultural/Agri-food systems innovation networks through social media taking advantage of new Information and Communications Technologies.

The NARS construct as the basis of APAARI’s current vision of “…effectively promoting and facilitating novel partnerships among NARS…..” has had deeper implications on APAARI’s actions and impact. In view of future developments in this area, I suggest that APAARI does not focus on the NARS construct and use it as a basis for APAARI’s future vision. APAARI may want to consider the strengthening of agricultural/Agri-food systems innovation networks at national, sub-regional and regional levels and their interaction with similar networks outside the region and internationally.

(Howard Elliot mentions in his PPT about networks reducing transaction costs between actors).

Judith Francis (JF) raised some very interesting points:

I am pleased that you started this debate although you were expressing your personal views. It is also good that you are asking that we all reflect on the “NARS’, their contribution as well as their continued relevance to national agricultural and rural development; the linkages with regional bodies including research networks such as APAARI and banks e.g. the Asian Development Bank and as such, it can/should be broadened to include the role, linkages and relevance of international research systems, development banks etc.

We should all be asking and perhaps many are, why solutions which were proposed e.g. the formation of NARS to address problems of the time, have not worked or delivered the anticipated results. Is it that they were prescribed from above, without the necessary / adequate consultation and involvement of actors or sufficient time to have any measurable impact? The “NARS’ concept was meant to bring the various actors together to enhance knowledge and information sharing/flows, minimize duplication etc in the interest of agricultural and rural development. However, if the enhanced capacities and financial resources were not available or provided /identified by the proponents of this joined up approach, then any perceived failure is not necessarily to be placed solely at the doors of the NARs. Subsequently, national agricultural innovation systems were proposed and again, the capacity issues and financial constraints including the enabling policy and legislative agenda, become the problem.

Hence, it may not only be APAARI, which has to consider the changing dynamics such as rural migration, urbanization, privatization, competitiveness etc, in visioning and piloting alternate approaches to transforming Agri-food systems that benefit rural and urban populations as well as nation states (economies, trade, environment etc) but also the regional and international communities who support governments and other agencies in crafting new directions. Not only do the NARS, APAARIs etc have to reform but also international systems. Are we ready to take up such a challenge in doing the “dirty work” - peel away the masks,  avoid self-fulfilling conclusions, ensure that proper analyses of contexts are done in consultations with relevant stakeholders etc etc to chart a new course?

Is it time for reflection at all levels and scales? If this where you or GFAR (although your views were personal) can lead in provoking such a self assessment and deep reflections?

AJM’s reply to JF:

You raise a very important issue with a set of questions related to why a seemingly most appropriate construct in theory, the National Agricultural Research System, did not thrive and has become a failure in practice?

I would like to bring to attention a paper that Howard Elliot presented in 1987 at an ISNAR Workshop (Document available at: http://ebrary.ifpri.org/cdm/ref/collection/p15738coll11/id/100. See attached document provided by courtesy of Ryan Miller and Luz Marina Alvares of IFPRI; Most ISNAR documents are now possibly lost or inaccessible) on “Diagnosing Constraints in Agricultural Technology Management Systems” which indicate many of the issues that could have caused the NARS concept to fail and which in hindsight we now know has happened in Asia.

To me the more pertinent question from which to learn is why the larger agricultural research and development community still persists with this construct for Agricultural Research for Development (AR4D) or now Agricultural Research and Innovation for Development (ARID; sorry but no pun intended) for nearly 40 years when they did not persist with other concepts such as AKIS? If we understand these issues appropriately, it may contribute significantly to the design of approaches to improve agriculture through new information, knowledge , skills and technology.


AJM to Howard Elliott (HE):

The NARS as a construct for research and innovation for agricultural development debate has (been) reopened

Before us all being relegated to the dustbin of history, could you please enlighten me to the history of the origin of NARS as as concept and as a term. The last document I could trace was proceeding of a Workshop in ISNAR where you discussed ATMS but the term NARS appears in the document elsewhere also.

HE’s reply:

The term NARS was already in use at ISNAR when I joined in 1984. I believe it came out of the first 13 country reviews and was a way of focusing attention on the agricultural research system. In fact, it often referred to the lead institution in the country and people then began to differentiate: NARI from the NARS as a wider research system. This was a period when the extension system was all T&V. With the decline of T&V the people started talking about the "wider NARS" (all research components) and sometimes substitute NARES to include extension. However, the tendency was to pick up on the Bank's creation of the AKIS (following Niels Roling but introduced by a Dutch colleague in the bank and promoted by David Nielson. I'll send you my note on the Evolution of Systems Thinking.

HE’s Notes Available at:


HE’s further comments:

Every country has a “NARS” whether it is objectively or subjectively defined.  There are many documents that show how the concept has evolved to become more inclusive system. Clearly, what once was the “NARS” has become the “broader NARS”.  In its lending in Africa, the Bank went from two cycles of NARS strengthening to its African Agricultural Productivity Programs.  It told the participating countries that the third round was for strengthening all the relevant institutions….not a third phase support for research.  The formula for strengthening the AKIS or AR4D took different  structural approaches.

Any system is defined by its objective. As I said in my note, after that it is defined by its environment, components, means of coordination, and resources. Therefore, APAARI only has to decide what system it is now going to promote.  It seems to me that the role could variously be: 1) promoting integration of the national agriculture innovation system; 2) promoting the integration of national agricultural innovation in the region through sub-regional agricultural innovation system or 2) promoting agricultural transformation in member countries.   Each of this has a different level of ambition, requires different resources, and may run into competition with other agencies set up to do the same thing.

Have you looked through the World Bank’s Agricultural Innovation Systems: A Sourcebook? (Available at: http://siteresources.worldbank.org/INTARD/Resources/335807-1330620492317/9780821386842.pdf)  You will find lots of case studies.   Second, there is real time evolution of this question in Africa. FARA is faltering , the sub-regional organizations are in a funding crunch due to the conclusion of the AAPPs, and constructing the wider side at the continental level through CAADP is doing to depend on African governments more and less from donors.  Third, Latin America has already gone through this:  They formed PROCISUR, PROCIANDINO  and PROCITROPICOS. The evolution was roughly: 1) network of networks, 2) formal program, 3) institutionalization, and 4) establishment of institute-run programs.  As they expanded their ambition, their research programs  competed with strong NARS and/or CG, and, in the agricultural policy area found crushing competition from major think tanks, both autonomous and in major universities.   

AJM’s Comments

The Sourcebook is an interesting reference document but does not include a critical assessment of alternative scenarios especially in the context of ongoing globalization and democratization of ideas and information aided by the Internet. It appears that it could not shrug off the legacy of top down, inside out control system of the post-colonial  development approach.

In my opinion, every country having a “NARS” is a normative statement and this is where the debate, whether it exists or not in reality, lies.  

This normative construct is what in the World Bank or similar Institution opinion the most appropriate to structure that channels agricultural research and innovation in a country. There are many underlying assumptions for this construct. The foremost is that scientific information, knowledge, skills and technology flows are a closed system being generated and used only within a country.  Following this is the second assumption that each country has a sovereign right to own and control these flows which it does through the “NARS”.      Both these assumptions in today’s world fail.

We see for agricultural information, skills and technology huge amounts of trans-national boundaries sharing and exchange. In an environment of such large transfers and with international trade agreements, national governments seldom have powers to control these flows. Some countries do try to use financial flows, IPR, biosafety etc. rules to enforce sovereignty but these seldom work. It may be also opined that the NARS construct is therefore a block to the process of globalization and the sharing and exchange of information, knowledge, skills and technology.

HE’s Comments
I think the interpretation of the need for “NARS” in terms of national sovereignty is missing the key point, notably, the need to build from a strong national base on which sub-regional and global collaboration can take place.  It is not nostalgia for the “NARS” of the 1980s but the basis for commitment of national governments to build open NARS and open agricultural innovation systems.  The brief resurgence of funding for agriculture that followed the 2008 price crises in waning.  The Multi-Donor Trust Funds that fed CAADP and a series of infant funds at the sub-regional level are not being replenished as hoped.  The argument, found in CAADP and the Science Agenda for Agriculture in Africa, is that African must make real commitments to fund their institutions.  The declarations from Malabo and elsewhere cannot be pro forma.  Commitment has to build from the national level to the sub-regional level to the continental level.  You may agree or disagree with the reasons I give for success or failure of regional collaboration/integration of research and higher education (AIS sourcebook (p 304-305).  They have more to do with finding the formulas for cost-sharing, benefit-sharing and assurance of continuity of services than about “national sovereignty”. Collapse of regional centers of excellence using have more to do with national problems than desire for collaboration.  The farther you move from the national to sub-regional and then  to the continental the more difficult it is to maintain salience, credibility and legitimacy.  Since money does not flow top-down, the important commitment is national funding to regional networks and support through RECs.  I don’t think anyone is fighting the liberation from neo-colonialism; they are looking for the formulas that build collaboration.  For that, two ideas that ran through the Science Agenda were: 1) research is too important to be outsourced; and 2) national commitment (in terms of financial contributions) is the key that unlocks donor support.

AJM’s Comments

I agree that it is necessary to have a strong national base, not necessarily of the establishment, for collaboration to take place. This now comes through what I call the democratization of learning and science (in a broad sense) that supports mass innovation occurring through the use of ICTs, especially the Internet.  Mass innovation is key to smallholders’ agricultural development as each of these farmers need customized solutions to their problems. A system for agricultural innovation, not necessarily national, can be built for broad based but specific needs such as for agro-ecologies, crops, products, markets etc. with research organizations, universities and schools, private sector, civil society, farmers, producers, processors, consumers etc. all involved. These systems may be self-governing just like the Internet (though the underlying infrastructure especially for connectivity, content, integration, security may need government regulatory mechanisms). The core issue is about the investment needed for  the public goods that would support such a system which I believe will emerge in due course of time. I am also not sure how in today’s world, where both science and technology are increasingly globalized, how we would consider something “outsourced”?  




[1] NARS are defined, in a given country, as encompassing all institutions public or private devoting full time or partially their activities to agricultural research and committed to a national research agenda. (FAO- See http://www.fao.org/docrep/005/y4349e/y4349e05.htm)